Company Overview

Structure
Massachusetts Limited Liability Corporation.

Fees and Expenses
Base management fee is 1% of assets under management on an annual basis, collected quarterly in arrears. Management fees are negotiable and break point or performance fee arrangements are available. Trading costs and custodial fees are set by the client's broker.

E&O Insurance
Errors and omissions insurance with Evanston Insurance Company.

Accounts
Individually managed separate accounts held by the client's broker. Jantz Morgan LLC does not take custody of client's funds.

Additions/Withdrawals
Monthly additions and withdrawals. Cleared funds or notice of redemption should be received 5 business days in advance to facilitate efficient account management.